Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM
Total Accounts
10Y AUM Change
Private Funds
Private funds reported by Sandler Capital Management
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees
Clients per Employee
10Y Employee Change
Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
Ownership
Reported direct and indirect ownership ranges
Each range applies to a separate reported relationship and should not be added together.
Reported ownership ranges
Highlighted bands show the percentage range reported in Form ADV.
0%25%50%75%100%
ALCR CORPDirect owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
50% to < 75%
VM SCM CORP.Direct owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
10% to < 25%
MJDM CORPDirect owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
5% to < 10%
SERF CORPDirect owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
5% to < 10%
MK SCM CORP.Direct owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
5% to < 10%
TCM SCM CORP.Direct owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
5% to < 10%
TRM SCM CORP.Direct owner · Schedule AInterest in SANDLER CAPITAL MANAGEMENT
5% to < 10%
MICHAEL JOSEPH MAROCCOIndirect owner · Schedule BInterest in MJDM CORP
75%+
DOUGLAS EVAN SCHIMMELIndirect owner · Schedule BInterest in SERF CORP
75%+
ANDREW MARK SANDLERIndirect owner · Schedule BInterest in ALCR CORP
75%+
VITO MENZAIndirect owner · Schedule BInterest in VM SCM CORP.
75%+
MATTHEW EVAN KOHNIndirect owner · Schedule BInterest in MK SCM CORP.
75%+
THOMAS C MOLNARIndirect owner · Schedule BInterest in TCM SCM CORP.
75%+
TIMOTHY RYAN MARSEKIndirect owner · Schedule BInterest in TRM SCM CORP.
75%+
Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Sandler Capital Management.
Reported ownership and control details
Form ADV · Filing date 2026-05-14 · Schedules A and B
| # | Owner / person & role | Interest in entity | Reported interest | Control person | Title / status acquired | Source |
|---|---|---|---|---|---|---|
| 1 | MJDM CORPGENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 5% to less than 10%Code A | Yes | GENERAL PARTNER01/1993 | Schedule APDF page 73 |
| 2 | ALCR CORPGENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 50% to less than 75%Code D | Yes | GENERAL PARTNER05/1998 | Schedule APDF page 73 |
| 3 | SERF CORPGENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 5% to less than 10%Code A | Yes | GENERAL PARTNER01/1999 | Schedule APDF page 73 |
| 4 | MICHAEL JOSEPH MAROCCOMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | Yes | MANAGING DIRECTOR01/1993 | Schedule APDF page 73 |
| 5 | ANDREW MARK SANDLERMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | Yes | MANAGING DIRECTOR05/1998 | Schedule APDF page 73 |
| 6 | DOUGLAS EVAN SCHIMMELCHIEF OPERATING OFFICERIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | CHIEF OPERATING OFFICER01/1999 | Schedule APDF page 73 |
| 7 | STACEY WRUBLE SEEWALDCHIEF COMPLIANCE OFFICERIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | CHIEF COMPLIANCE OFFICER06/2001 | Schedule APDF page 73 |
| 8 | WILLIAM ANTHONY BIANCOMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR11/2001 | Schedule APDF page 73 |
| 9 | BRENT BENKOVICMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR01/2006 | Schedule APDF page 73 |
| 10 | VITO MENZAMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR01/2008 | Schedule APDF page 73 |
| 11 | VM SCM CORP.GENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 10% to less than 25%Code B | Yes | GENERAL PARTNER01/2008 | Schedule APDF page 74 |
| 12 | MATTHEW EVAN KOHNMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR01/2024 | Schedule APDF page 74 |
| 13 | THOMAS C MOLNARMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR01/2024 | Schedule APDF page 74 |
| 14 | TIMOTHY RYAN MARSEKMANAGING DIRECTORIndividual | SANDLER CAPITAL MANAGEMENT | Less than 5%Code NA | No | MANAGING DIRECTOR01/2024 | Schedule APDF page 74 |
| 15 | MK SCM CORP.GENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 5% to less than 10%Code A | Yes | GENERAL PARTNER01/2024 | Schedule APDF page 74 |
| 16 | TCM SCM CORP.GENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 5% to less than 10%Code A | Yes | GENERAL PARTNER01/2024 | Schedule APDF page 74 |
| 17 | TRM SCM CORP.GENERAL PARTNERDomestic entity | SANDLER CAPITAL MANAGEMENT | 5% to less than 10%Code A | Yes | GENERAL PARTNER01/2024 | Schedule APDF page 74 |
| 18 | MICHAEL JOSEPH MAROCCOSOLE SHAREHOLDERIndividual | MJDM CORP | 75% or moreCode E | Yes | SOLE SHAREHOLDER01/1993 | Schedule BPDF page 74 |
| 19 | DOUGLAS EVAN SCHIMMELSOLE SHAREHOLDERIndividual | SERF CORP | 75% or moreCode E | No | SOLE SHAREHOLDER01/1999 | Schedule BPDF page 74 |
| 20 | ANDREW MARK SANDLERSOLE SHAREHOLDERIndividual | ALCR CORP | 75% or moreCode E | Yes | SOLE SHAREHOLDER05/1998 | Schedule BPDF page 74 |
| 21 | VITO MENZASOLE SHAREHOLDERIndividual | VM SCM CORP. | 75% or moreCode E | No | SOLE SHAREHOLDER01/2008 | Schedule BPDF page 74 |
| 22 | MATTHEW EVAN KOHNSOLE SHAREHOLDERIndividual | MK SCM CORP. | 75% or moreCode E | No | SOLE SHAREHOLDER01/2024 | Schedule BPDF page 74 |
| 23 | THOMAS C MOLNARSOLE SHAREHOLDERIndividual | TCM SCM CORP. | 75% or moreCode E | No | SOLE SHAREHOLDER01/2024 | Schedule BPDF page 74 |
| 24 | TIMOTHY RYAN MARSEKSOLE SHAREHOLDERIndividual | TRM SCM CORP. | 75% or moreCode E | No | SOLE SHAREHOLDER01/2024 | Schedule BPDF page 74 |
Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.
Compliance & Disclosures
Filing dated 5/14/2026 4:19:35 PM
Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.
RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No
In the past ten years, have you or any advisory affiliate:
- A1Been convicted of or pleaded guilty or no contest to a felony?No
- A2Been charged with a felony?No
BMisdemeanors2 No
In the past ten years, have you or any advisory affiliate:
- B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
- B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No
Has the SEC or CFTC ever:
- C1Found you or an advisory affiliate made a false statement or omission?No
- C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
- C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
- C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No
Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:
- D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
- D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
- D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
- D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No
Has a self-regulatory organization or commodities exchange ever:
- E1Found you or an advisory affiliate made a false statement or omission?No
- E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
- E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
- E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
- FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
- GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No
(1) Court actions
Has a domestic or foreign court:
- H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
- H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
- H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No
(2) Pending civil proceedings
- H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.