The Mosaic Financial Group, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 25, 2026, reports $949M in regulatory assets under management, 27 employees, 1 office, and 596 accounts.
Assets Under Management
$949M
Employees
27
Offices
1 office
Total Clients
133
Primary office
CHICAGO, IL
225 W. RANDOLPH STREET, SUITE 2425, CHICAGO, IL, United States
Top client segmentHNWI represent 97.7% of total clients.
Top client categories% of clientsClients
1
HNWI
97.7%
130
2
Charitable
1.5%
2
3
Corporations
0.8%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$949Mas of March 25, 2026
Discretionary32.2%
$305M
32% of total RAUM32.2%
Non-discretionary67.8%
$644M
68% of total RAUM67.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$949M
Total Accounts596
10Y AUM Change$-223M (-19.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees27
Clients per Employee5:1
10Y Employee Change+4 (+17.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.