Firm profile

VISION INVESTMENT ADVISORS, LLC

STAMFORD, CTCRD 109621Latest ADV February 27, 2026

Vision Investment Advisors, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Stamford, CT. Its latest Form ADV filing, dated February 27, 2026, reports $137M in regulatory assets under management, 9 employees, 4 offices, and 129 accounts.

Assets Under Management
$137M
Employees
9
Offices
4 offices
Total Clients
129
Primary office
STAMFORD, CT
1010 WASHINGTON BLVD, SUITE 300, STAMFORD, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOHoward M. Rothman
CCOJohn M. Karafa

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Selection of other advisers

Fee models offered

4 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 56.6% of total clients.
Top client categories% of clientsClients
1
Individuals
56.6%
73
2
HNWI
41.9%
54
3
Pension Plans
1.6%
2
Categories with <5 clients
Pension and profit sharing plans<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$137Mas of February 27, 2026
Discretionary92.0%
$126M
92% of total RAUM92.0%
Non-discretionary8.0%
$11M
8% of total RAUM8.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$137M
Total Accounts129
10Y AUM Change+$69M (+101.0%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees9
Clients per Employee14:1
10Y Employee Change-6 (-40.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.