Halter Ferguson Financial Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Carmel, IN. Its latest Form ADV filing, dated April 13, 2026, reports $705M in regulatory assets under management, 15 employees, and 1,076 accounts.
Assets Under Management
$705M
Employees
15
Offices
--
Total Clients
292
Primary office
CARMEL, IN
13080 GRAND BLVD., SUITE 130, CARMEL, IN, United States
Portfolio management for individuals and small businesses
Portfolio management for pooled investment vehicles
Fee models offered
4 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 66.4% of total clients.
Top client categories% of clientsClients
1
HNWI
66.4%
194
2
Individuals
33.2%
97
3
Pooled Investment Vehicles
0.3%
1
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$705Mas of April 13, 2026
Discretionary100.0%
$705M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$705M
Total Accounts1,076
10Y AUM Change+$533M (+310.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees15
Clients per Employee19:1
10Y Employee Change+10 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.