Firm profile

Oxford Financial Group, Ltd.

CARMEL, INCRD 105303Registration Status: ApprovedEffective since February 7, 1984SEC # 801-20692Latest ADV July 9, 2026

Oxford Financial Group, Ltd is an SEC registered investment adviser organized as a limited liability company with a primary office location in Carmel, IN. Its latest Form ADV filing, dated July 9, 2026, reports $23.3B in regulatory assets under management, 156 employees, 7 offices, and 6,593 accounts.

Assets Under Management
$23.3B
Employees
156
Offices
7 offices
Total Clients
697

Associated firm names

12 names listed
  • FAMILY OFFICE SERVICES OF OXFORD
  • THE OXFORD GROUP, LTD
  • THE OXFORD FAMILY OFFICE
  • PHILANTHROPIC COUNSEL OF OXFORD

Leadership

4 roles identified
CEOJeffrey H. Thomasson
CCOMelia B. Krumm
CFOBrian D. Copsey

Advisory services offered

6 types reported
Financial Planning Services
Pension consulting services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees

Offices & Contact

Primary office

CARMEL, Indiana, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

Indiana

CARMELPrimary office

Florida

PALM BEACH

Georgia

ATLANTA

Illinois

CHICAGO

Michigan

GRAND RAPIDS

Minnesota

MINNEAPOLIS

Ohio

CINCINNATI

7 office records listed · 7 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$23.3Bas of July 9, 2026
Discretionary49.5%
$11.5B
49% of total RAUM49.5%
Non-discretionary50.5%
$11.8B
51% of total RAUM50.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentHNWI represent 79.1% of total clients.
Top client categories% of clientsClients
1
HNWI
79.1%
551
2
Pooled Investment Vehicles
6.9%
48
3
Individuals
5.5%
38
4
Pension Plans
4.2%
29
5
Charitable
2.6%
18
Categories with <5 clients
Insurance companies<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$23.3B
Total Accounts6,593
10Y AUM Change+$10.0B (+74.8%)

Private Funds

Private funds reported by Oxford Financial Group, Ltd.

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees156
Clients per Employee4:1
10Y Employee Change+6 (+4.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
OXFORD FINANCIAL GROUP HOLDINGS, LLCDirect owner · Schedule AInterest in OXFORD FINANCIAL GROUP, LTD
75%+
KRISTINA R BARONDirect owner · Schedule AInterest in OXFORD FINANCIAL GROUP, LTD
< 5%
ROBERT DALE RAMSEYDirect owner · Schedule AInterest in OXFORD FINANCIAL GROUP, LTD
< 5%
OXFORD FINANCIAL GROUP PARENT, LLCIndirect owner · Schedule BInterest in OXFORD FINANCIAL GROUP HOLDINGS, LLC
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Oxford Financial Group, Ltd..

Reported ownership and control details

Form ADV · Filing date 2026-07-09 · Schedules A and B

15 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1JEFFREY HUGH THOMASSONCHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARDIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF EXECUTIVE OFFICER, CHAIRMAN OF THE BOARD01/1984Schedule APDF page 199
2CHARLES RICHARD DAVISCORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCORPORATE DIRECTOR07/2007Schedule APDF page 199
3SUE A. MCMILLENCHIEF TALENT OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF TALENT OFFICER01/2011Schedule APDF page 199
4KRISTINA R BARONCO-MANAGING PARTNER, CORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCO-MANAGING PARTNER, CORPORATE DIRECTOR01/2018Schedule APDF page 199
5ROBERT DALE RAMSEYCHIEF INVESTMENT OFFICER, CO- MANAGING PARTNER, CORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF INVESTMENT OFFICER, CO- MANAGING PARTNER, CORPORATE DIRECTOR01/2022Schedule APDF page 199
6DANIEL JOSEPH FORDCORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCORPORATE DIRECTOR01/2023Schedule APDF page 199
7OXFORD FINANCIAL GROUP HOLDINGS, LLCMEMBERDomestic entityOXFORD FINANCIAL GROUP, LTD75% or moreCode EYesMEMBER12/2023Schedule APDF page 199
8JARRET D. BLUMCHIEF DEVELOPMENT OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF DEVELOPMENT OFFICER04/2024Schedule APDF page 199
9MELIA BREEZE KRUMMCHIEF COMPLIANCE OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER11/2024Schedule APDF page 199
10BRIAN D COPSEYCHIEF FINANCIAL OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF FINANCIAL OFFICER10/2024Schedule APDF page 199
11JARED ANDREW NISHIDACORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCORPORATE DIRECTOR11/2025Schedule APDF page 199
12RUSSELL GEORGE DELIBEROCHIEF WEALTH PLANNING OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF WEALTH PLANNING OFFICER11/2025Schedule APDF page 199
13ALEXANDRA NEFFCHIEF MARKETING OFFICERIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCHIEF MARKETING OFFICER06/2025Schedule APDF page 199
14CHARLES RUSH CARTERCORPORATE DIRECTORIndividualOXFORD FINANCIAL GROUP, LTDLess than 5%Code NAYesCORPORATE DIRECTOR03/2026Schedule APDF page 199
15OXFORD FINANCIAL GROUP PARENT, LLCMEMBERDomestic entityOXFORD FINANCIAL GROUP HOLDINGS, LLC75% or moreCode EYesMEMBER12/2023Schedule BPDF page 200

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/9/2026 2:33:41 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.