Firm profile

RICHARD P. SLAUGHTER ASSOCIATES, INC.

AUSTIN, TXCRD 109080Latest ADV March 11, 2026

Richard P. Slaughter Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Austin, TX.

Assets Under Management
$905M
Employees
14
Offices
--
Total Clients
457
Primary office
AUSTIN, TX
9600 NORTH MOPAC, SUITE 600, AUSTIN, TX, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOBrooks C. Slaughter

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 54.7% of total clients.
Top client categories% of clientsClients
1
HNWI
54.7%
250
2
Individuals
45.3%
207
Categories with <5 clients
Charitable Organizations<5 clients
Insurance companies<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$905Mas of March 11, 2026
Discretionary97.7%
$884M
98% of total RAUM97.7%
Non-discretionary2.3%
$21M
2% of total RAUM2.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$905M
Total Accounts1,564
10Y AUM Change+$472M (+109.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees14
Clients per Employee33:1
10Y Employee Change+1 (+7.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.