Professional Planning Group is an SEC registered investment adviser organized as a corporation with a primary office location in Westerly, RI. Its latest Form ADV filing, dated March 26, 2026, reports $1.3B in regulatory assets under management, 16 employees, 1 office, and 2,395 accounts.
Top client segmentIndividuals represent 69.9% of total clients.
Top client categories% of clientsClients
1
Individuals
69.9%
903
2
HNWI
29.3%
378
3
Charitable
0.9%
11
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.3Bas of March 26, 2026
Discretionary94.6%
$1.2B
95% of total RAUM94.6%
Non-discretionary5.4%
$71M
5% of total RAUM5.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.3B
Total Accounts2,395
10Y AUM Change+$609M (+86.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees16
Clients per Employee81:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.