Ladenburg Thalmann Asset Management Inc is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 31, 2026, reports $6.7B in regulatory assets under management, 30 employees, 2 offices, and 3,153 accounts.
Assets Under Management
$6.7B
Employees
30
Offices
2 offices
Total Clients
3,154
Primary office
NEW YORK, NY
640 FIFTH AVENUE, 4TH FL., NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 83.6% of total clients.
Top client categories% of clientsClients
1
Individuals
83.6%
2,638
2
HNWI
9.2%
291
3
Corporations
4.4%
139
4
Pension Plans
1.4%
45
5
Charitable
0.9%
27
Categories with <5 clients
Other investment advisers<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$6.7Bas of March 31, 2026
Discretionary27.5%
$1.8B
27% of total RAUM27.5%
Non-discretionary72.5%
$4.8B
73% of total RAUM72.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$6.7B
Total Accounts3,153
10Y AUM Change+$4.7B (+234.4%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees30
Clients per Employee105:1
10Y Employee Change-10 (-25.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.