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Firm profile

Advanced Financial Strategies Inc.

IRVINE, CACRD 108296Latest ADV March 31, 2026

Advanced Financial Strategies Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Irvine, CA. Its latest Form ADV filing, dated March 31, 2026, reports $252M in regulatory assets under management, 6 employees, and 388 accounts.

Assets Under Management
$252M
Employees
6
Offices
--
Total Clients
145
Primary office
IRVINE, CA
5 HUBBLE, IRVINE, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOPierre N. Ngo
CCOPierre N. Ngo

Advisory services offered

4 types reported
Financial Planning Services
Other advisory services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 61.4% of total clients.
Top client categories% of clientsClients
1
HNWI
61.4%
89
2
Individuals
33.1%
48
3
Pension Plans
5.5%
8
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$252Mas of March 31, 2026
Discretionary99.8%
$251M
100% of total RAUM99.8%
Non-discretionary0.2%
$522K
0% of total RAUM0.2%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$252M
Total Accounts388
10Y AUM Change+$151M (+149.6%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees6
Clients per Employee24:1
10Y Employee Change+3 (+100.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.