Firm profile

LOMBARD ADVISERS INCORPORATED

BALTIMORE, MDCRD 108231Latest ADV March 27, 2026

Lombard Advisers Incorporated is an SEC registered investment adviser organized as a corporation with a primary office location in Baltimore, MD. Its latest Form ADV filing, dated March 27, 2026, reports $670M in regulatory assets under management, 41 employee, 23 offices, and 1,456 accounts.

Assets Under Management
$670M
Employees
41
Offices
23 offices
Total Clients
985
Primary office
BALTIMORE, MD
1820 LANCASTER ST, BALTIMORE, MD, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOCharles C. Fox
CCOTerry L. Donlan Welker
CFOWilliam S. Socha

Advisory services offered

4 types reported
Pension consulting services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 88.0% of total clients.
Top client categories% of clientsClients
1
Individuals
88.0%
867
2
HNWI
7.5%
74
3
Pension Plans
2.7%
27
4
Charitable
1.5%
15
5
Corporations
0.2%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$670Mas of March 27, 2026
Discretionary36.6%
$245M
37% of total RAUM36.6%
Non-discretionary63.4%
$425M
63% of total RAUM63.4%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$670M
Total Accounts1,456
10Y AUM Change+$557M (+495.2%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees41
Clients per Employee24:1
10Y Employee Change+3 (+7.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.