Ward & Associates is an SEC registered investment adviser organized as a partnership with a primary office location in San Diego, CA. Its latest Form ADV filing, dated March 31, 2026, reports $187M in regulatory assets under management, 2 employees, and 55 accounts.
Assets Under Management
$187M
Employees
2
Offices
--
Total Clients
55
Primary office
SAN DIEGO, CA
3525 DEL MAR HEIGHTS ROAD, # 333, SAN DIEGO, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Hourly charges
Sources checked May 14, 2026
Client Coverage Demographics
Top client segmentHNWI represent 72.7% of total clients.
Top client categories% of clientsClients
1
HNWI
72.7%
40
2
Individuals
16.4%
9
3
Charitable
5.5%
3
4
Corporations
3.6%
2
5
Pension Plans
1.8%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$187Mas of March 31, 2026
Discretionary93.9%
$176M
94% of total RAUM93.9%
Non-discretionary6.1%
$11M
6% of total RAUM6.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$187M
Total Accounts55
10Y AUM Change+$9M (+5.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee28:1
10Y Employee Change-1 (-33.3%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.