Smith Affiliated Capital Corp. is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 30, 2026, reports $1.7B in regulatory assets under management, 10 employees, and 197 accounts.
Assets Under Management
$1.7B
Employees
10
Offices
--
Total Clients
195
Primary office
NEW YORK, NY
45 BROADWAY, SUITE 210, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentOther Advisers represent 41.5% of total clients.
Top client categories% of clientsClients
1
Other Advisers
41.5%
81
2
Individuals
30.8%
60
3
HNWI
10.8%
21
4
Corporations
8.7%
17
5
NATIVE AMERICAN TRIBES
5.1%
10
Categories with <5 clients
Charitable Organizations<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.7Bas of March 30, 2026
Discretionary50.7%
$853M
51% of total RAUM50.7%
Non-discretionary49.3%
$830M
49% of total RAUM49.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.7B
Total Accounts197
10Y AUM Change$-324M (-16.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee20:1
10Y Employee Change-4 (-28.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.