GARDEN CITY, NYCRD 107434Latest ADV March 30, 2026
United Asset Strategies Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Garden City, NY. Its latest Form ADV filing, dated March 30, 2026, reports $2.1B in regulatory assets under management, 33 employees, 1 office, and 4,208 accounts.
Assets Under Management
$2.1B
Employees
33
Offices
1 office
Total Clients
1,652
Primary office
GARDEN CITY, NY
377 OAK STREET, SUITE 403, GARDEN CITY, NY, United States
Top client segmentIndividuals represent 63.7% of total clients.
Top client categories% of clientsClients
1
Individuals
63.7%
1,052
2
HNWI
30.3%
501
3
Pension Plans
4.5%
74
4
Corporations
1.4%
23
5
Charitable
0.1%
2
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.1Bas of March 30, 2026
Discretionary91.7%
$1.9B
92% of total RAUM91.7%
Non-discretionary8.3%
$173M
8% of total RAUM8.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.1B
Total Accounts4,208
10Y AUM Change+$1.3B (+160.6%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees33
Clients per Employee50:1
10Y Employee Change+12 (+57.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.