Prospera Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Dallas, TX. Its latest Form ADV filing, dated September 30, 2025, reports $12.4B in regulatory assets under management, 333 employees, 139 offices, and 29,500 accounts.
Assets Under Management
$12.4B
Employees
333
Offices
139 offices
Total Clients
19,103
Primary office
DALLAS, TX
5429 LBJ FREEWAY, SUITE 750, DALLAS, TX, United States
Top client segmentIndividuals represent 65.5% of total clients.
Top client categories% of clientsClients
1
Individuals
65.5%
12,511
2
HNWI
32.4%
6,195
3
Pension Plans
1.2%
228
4
Corporations
0.5%
103
5
Charitable
0.3%
61
Additional categories (<0.1%)
Irrevocable Trusts/Estates<5 clients
Pooled Investment Vehicles<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$12.4Bas of September 30, 2025
Discretionary67.3%
$8.4B
67% of total RAUM67.3%
Non-discretionary32.7%
$4.1B
33% of total RAUM32.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$12.4B
Total Accounts29,500
10Y AUM Change+$11.1B (+810.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees333
Clients per Employee57:1
10Y Employee Change+133 (+66.5%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.