Firm profile

PPM AMERICA INC

CHICAGO, ILCRD 107269Latest ADV March 29, 2026

Ppm America Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Chicago, IL. Its latest Form ADV filing, dated March 29, 2026, reports $93.8B in regulatory assets under management, 217 employees, 6 offices, and 67 accounts.

Assets Under Management
$93.8B
Employees
217
Offices
6 offices
Total Clients
46
Primary office
CHICAGO, IL
225 WEST WACKER DRIVE, SUITE 1200, CHICAGO, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOChristopher A. Raub
CCOThomas R. Barrus
CFOOliver Jordan

Advisory services offered

5 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses
Portfolio management for investment companies

Fee models offered

4 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 56.5% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
56.5%
26
2
Insurance Cos.
32.6%
15
3
HNWI
2.2%
1
4
Investment Cos.
2.2%
1
5
Pension Plans
2.2%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
High net worth individuals (HNWI)<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$93.8Bas of March 29, 2026
Discretionary99.1%
$92.9B
99% of total RAUM99.1%
Non-discretionary0.9%
$846M
1% of total RAUM0.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$93.8B
Total Accounts67
10Y AUM Change$-7.4B (-7.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees217
Clients per Employee0:1
10Y Employee Change+4 (+1.9%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.