C & C Financial Services, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Great Neck, NY. Its latest Form ADV filing, dated March 26, 2026, reports $66M in regulatory assets under management, 2 employees, and 46 accounts.
Assets Under Management
$66M
Employees
2
Offices
--
Total Clients
46
Primary office
GREAT NECK, NY
175 GREAT NECK RD, SUITE 405, GREAT NECK, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 67.4% of total clients.
Top client categories% of clientsClients
1
Individuals
67.4%
31
2
HNWI
15.2%
7
3
Corporations
8.7%
4
4
Charitable
6.5%
3
5
Pension Plans
2.2%
1
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$66Mas of March 26, 2026
Discretionary91.4%
$61M
91% of total RAUM91.4%
Non-discretionary8.6%
$6M
9% of total RAUM8.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$66M
Total Accounts46
10Y AUM Change+$14M (+26.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees2
Clients per Employee23:1
10Y Employee Change0 (0.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.