Firm profile

DAVID WENDELL ASSOCIATES, INC.

PORTSMOUTH, NHCRD 106664Latest ADV March 19, 2026

David Wendell Associates, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Portsmouth, NH. Its latest Form ADV filing, dated March 19, 2026, reports $1.3B in regulatory assets under management, 5 employees, and 465 accounts.

Assets Under Management
$1.3B
Employees
5
Offices
--
Total Clients
459
Primary office
PORTSMOUTH, NH
1 NEW HAMPSHIRE AVENUE, SUITE 300, PORTSMOUTH, NH, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOKaren Wendell
CCOKaren Wendell

Advisory services offered

2 types reported
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 51.0% of total clients.
Top client categories% of clientsClients
1
Individuals
51.0%
234
2
HNWI
45.3%
208
3
Charitable
3.7%
17
Categories with <5 clients
Banking or thrift institutions<5 clients
CONSULTING<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.3Bas of March 19, 2026
Discretionary85.9%
$1.1B
86% of total RAUM85.9%
Non-discretionary14.1%
$188M
14% of total RAUM14.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$1.3B
Total Accounts465
10Y AUM Change+$605M (+83.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees5
Clients per Employee92:1
10Y Employee Change-2 (-28.6%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.