Putnam Investment Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Boston, MA. Its latest Form ADV filing, dated February 3, 2026, reports $117.2B in regulatory assets under management, 139 employees, and 16,432 accounts.
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 98.4% of total clients.
Top client categories% of clientsClients
1
Individuals
98.4%
16,168
2
Corporations
0.5%
87
3
Investment Cos.
0.4%
63
4
Pension Plans
0.2%
39
5
Other Advisers
0.2%
25
Additional categories (<0.1%)
Pooled Investment Vehicles6 clients
Categories with <5 clients
INCUBATED ACCOUNTS/MODEL PORTFOLIOS<5 clients
Insurance companies<5 clients
State or municipal government entities (including govt. pension plans)<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$117.2Bas of February 3, 2026
Discretionary94.3%
$110.6B
94% of total RAUM94.3%
Non-discretionary5.7%
$6.7B
6% of total RAUM5.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$117.2B
Total Accounts16,432
10Y AUM Change+$31.7B (+37.1%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees139
Clients per Employee118:1
10Y Employee Change-136 (-49.5%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.