Firm profile

Abbott Capital Management LLC

NEW YORK, NYCRD 106332Registration Status: ApprovedEffective since September 22, 1986SEC # 801-27914Latest ADV July 16, 2026

Abbott Capital Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated July 16, 2026, reports $15.6B in regulatory assets under management, 60 employees, 2 offices, and 64 accounts.

Assets Under Management
$15.6B
Employees
60
Offices
2 offices
Total Clients
61

Associated firm names

2 names listed
  • ABBOTT CAPITAL (EUROPE), LTD (AS RELYING ADVISER)
  • ABBOTT CAPITAL MANAGEMENT LLC

Leadership

2 roles identified
CCOMary T. Hornby
CFOPaolo N. Parziale

Advisory services offered

3 types reported
Portfolio management for businesses
Portfolio management for pooled investment vehicles
Selection of other advisers

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

United Kingdom

LONDON

2 office records listed · 2 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$15.6Bas of July 16, 2026
Discretionary94.7%
$14.7B
95% of total RAUM94.7%
Non-discretionary5.3%
$828M
5% of total RAUM5.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 91.8% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
91.8%
56
2
Government
8.2%
5
Categories with <5 clients
FEDERAL NONAPPROPRIATED FUND EMPLOYEE PENSION PLAN<5 clients
Pension and profit sharing plans<5 clients

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$15.6B
Total Accounts64
10Y AUM Change+$7.8B (+100.4%)

Private Funds

Private funds reported by Abbott Capital Management LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees60
Clients per Employee1:1
10Y Employee Change+10 (+20.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MATTHEW MICHAEL SMITHDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
10% to < 25%
MEREDITH LEIGH RERISIDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
10% to < 25%
TIMOTHY WILLIAM MALONEYDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
10% to < 25%
YOUNG NMN LEEDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
10% to < 25%
LEONARD CHARLES PANGBURNDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
10% to < 25%
RAYMOND LEONARD HELDDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
5% to < 10%
MARY TERESA HORNBYDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
5% to < 10%
PAOLO NMN PARZIALEDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
5% to < 10%
WOLF NMN WITTDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
5% to < 10%
LANGFELD, INC.Direct owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
< 5%
JONATHAN CLEMENT MENAHEM TUBIANADirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
< 5%
TRIMOND CAPITALDirect owner · Schedule AInterest in ABBOTT CAPITAL MANAGEMENT LLC
< 5%
JOBST ALBRECHT KLEMMEIndirect owner · Schedule BInterest in LANGFELD, INC.
75%+
MORITZ JOHANNES TURCKIndirect owner · Schedule BInterest in TRIMOND CAPITAL
75%+

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Abbott Capital Management LLC.

Reported ownership and control details

Form ADV · Filing date 2026-07-16 · Schedules A and B

14 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1RAYMOND LEONARD HELDMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC5% to less than 10%Code ANoMEMBER07/1987Schedule APDF page 251
2MATTHEW MICHAEL SMITHMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC10% to less than 25%Code BYesMEMBER01/2006Schedule APDF page 251
3MEREDITH LEIGH RERISIMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC10% to less than 25%Code BYesMEMBER01/2006Schedule APDF page 251
4MARY TERESA HORNBYCHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICERIndividualABBOTT CAPITAL MANAGEMENT LLC5% to less than 10%Code AYesCHIEF LEGAL OFFICER/MEMBER AND CHIEF COMPLIANCE OFFICER01/2005Schedule APDF page 251
5TIMOTHY WILLIAM MALONEYMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC10% to less than 25%Code BYesMEMBER01/2010Schedule APDF page 251
6YOUNG NMN LEEMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC10% to less than 25%Code BYesMEMBER01/2015Schedule APDF page 251
7PAOLO NMN PARZIALECHIEF FINANCIAL OFFICER/MEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC5% to less than 10%Code AYesCHIEF FINANCIAL OFFICER/MEMBER01/2010Schedule APDF page 251
8LEONARD CHARLES PANGBURNPRESIDENT/MEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC10% to less than 25%Code BYesPRESIDENT/MEMBER01/2017Schedule APDF page 251
9LANGFELD, INC.MEMBERDomestic entityABBOTT CAPITAL MANAGEMENT LLCLess than 5%Code NANoMEMBER10/2021Schedule APDF page 251
10WOLF NMN WITTMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLC5% to less than 10%Code AYesMEMBER01/2023Schedule APDF page 251
11JONATHAN CLEMENT MENAHEM TUBIANAMEMBERIndividualABBOTT CAPITAL MANAGEMENT LLCLess than 5%Code NAYesMEMBER01/2024Schedule APDF page 251
12TRIMOND CAPITALMEMBERForeign entityABBOTT CAPITAL MANAGEMENT LLCLess than 5%Code NANoMEMBER06/2026Schedule APDF page 251
13JOBST ALBRECHT KLEMMEOWNERIndividualLANGFELD, INC.75% or moreCode EYesOWNER02/2021Schedule BPDF page 251
14MORITZ JOHANNES TURCKDIRECTOR, COMPANY SECRETARYIndividualTRIMOND CAPITAL75% or moreCode EYesDIRECTOR, COMPANY SECRETARY04/2026Schedule BPDF page 251

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 7/16/2026 9:48:30 AM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.