Sauberan & Company, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Lockport, NY. Its latest Form ADV filing, dated April 20, 2026, reports $6M in regulatory assets under management, 1 employee, and 56 accounts.
Assets Under Management
$6M
Employees
1
Offices
--
Total Clients
45
Primary office
LOCKPORT, NY
175 WALNUT ST SUITE#2, LOCKPORT, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 100.0% of total clients.
Top client categories% of clientsClients
1
Individuals
100.0%
45
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$6Mas of April 20, 2026
Discretionary100.0%
$6M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$6M
Total Accounts56
10Y AUM Change$-57M (-90.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1
Clients per Employee45:1
10Y Employee Change-2 (-66.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.