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Firm profile

Pgim, Inc..

NEWARK, NJCRD 105676Latest ADV April 28, 2026

Pgim, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Newark, NJ. Its latest Form ADV filing, dated April 28, 2026, reports $1.1T in regulatory assets under management, 1,990 employees, 16 offices, and 938 accounts.

Assets Under Management
$1.1T
Employees
1,990
Offices
16 offices
Total Clients
611
Primary office
NEWARK, NJ
655 BROAD ST., NEWARK, NJ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOJacques P. Chappuis
CCOJohn M. Ewing
CFOJurgen Muhlhauser

Advisory services offered

7 types reported
Educational seminars/workshops
Other advisory services
Portfolio management for businesses

Fee models offered

4 types reported
Asset based fees
Fixed fees
Other fee arrangements
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 41.7% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
41.7%
255
2
Pension Plans
18.2%
111
3
Investment Cos.
14.7%
90
4
Insurance Cos.
9.0%
55
5
Government
5.7%
35
Categories with <5 clients
Charitable Organizations<5 clients
High net worth individuals (HNWI)<5 clients
Individuals (other than high net worth individuals)<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$1.1Tas of April 28, 2026
Discretionary99.5%
$1.1T
99% of total RAUM99.5%
Non-discretionary0.5%
$6.1B
1% of total RAUM0.5%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$1.1T
Total Accounts938
10Y AUM Change+$430.9B (+61.5%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees1,990
Clients per Employee0:1
10Y Employee Change+653 (+48.8%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.