Firm profile

PGIM INVESTMENTS LLC

NEWARK, NJCRD 105670Latest ADV March 27, 2026

Pgim Investments LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Newark, NJ. Its latest Form ADV filing, dated March 27, 2026, reports $344.8B in regulatory assets under management, 458 employees, and 197 accounts.

Assets Under Management
$344.8B
Employees
458
Offices
--
Total Clients
44
Primary office
NEWARK, NJ
655 BROAD STREET, NEWARK, NJ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

4 roles identified
CEOStuart S. Parker
CCOArmando Capasso
CFOBernard G. Ohara

Advisory services offered

4 types reported
Educational seminars/workshops
Portfolio management for businesses
Portfolio management for investment companies

Fee models offered

3 types reported
Asset based fees
Fixed fees
Performance-based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentInvestment Cos. represent 84.1% of total clients.
Top client categories% of clientsClients
1
Investment Cos.
84.1%
37
2
PROVIDE ADVISORY SERVICES TO SPONSORS OF WRAP ACCOUNT PLATFORMS
13.6%
6
3
BDCs
2.3%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$344.8Bas of March 27, 2026
Discretionary100.0%
$344.8B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$344.8B
Total Accounts197
10Y AUM Change+$79.8B (+30.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees458
Clients per Employee0:1
10Y Employee Change+32 (+7.5%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.