Cetera Investment Advisers LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Schaumburg, IL. Its latest Form ADV filing, dated April 1, 2026, reports $256.8B in regulatory assets under management, 10,251 employees, 6,584 offices, and 813,961 accounts.
Assets Under Management
$256.8B
Employees
10,251
Offices
6,584 offices
Total Clients
813,961
Primary office
SCHAUMBURG, IL
1450 AMERICAN LANE, 6TH FLOOR, SUITE 650, SCHAUMBURG, IL, United States
Top client segmentIndividuals represent 88.7% of total clients.
Top client categories% of clientsClients
1
Individuals
88.7%
722,373
2
HNWI
9.7%
79,279
3
Pension Plans
0.8%
6,324
4
Corporations
0.5%
3,884
5
Charitable
0.3%
2,036
Additional categories (<0.1%)
Government65 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$256.8Bas of April 1, 2026
Discretionary81.4%
$209.1B
81% of total RAUM81.4%
Non-discretionary18.6%
$47.7B
19% of total RAUM18.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$256.8B
Total Accounts813,961
10Y AUM Change+$249.0B (+3185.7%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10,251
Clients per Employee79:1
10Y Employee Change+8,323 (+431.7%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.