Firm profile

CETERA INVESTMENT ADVISERS LLC

SCHAUMBURG, ILCRD 105644Latest ADV April 1, 2026

Cetera Investment Advisers LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Schaumburg, IL. Its latest Form ADV filing, dated April 1, 2026, reports $256.8B in regulatory assets under management, 10,251 employee, 6,584 offices, and 813,961 accounts.

Assets Under Management
$256.8B
Employees
10,251
Offices
6,584 offices
Total Clients
813,961
Primary office
SCHAUMBURG, IL
1450 AMERICAN LANE, 6TH FLOOR, SUITE 650, SCHAUMBURG, IL, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

3 roles identified
CEOJoseph D. Neary
CCOKristy M. Haley
CFOJeffrey R. Buchheister

Advisory services offered

6 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 88.7% of total clients.
Top client categories% of clientsClients
1
Individuals
88.7%
722,373
2
HNWI
9.7%
79,279
3
Pension Plans
0.8%
6,324
4
Corporations
0.5%
3,884
5
Charitable
0.3%
2,036
Additional categories (<0.1%)
Government65 clients
Categories with <5 clients
Banking or thrift institutions<5 clients
Insurance companies<5 clients
Other categories<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$256.8Bas of April 1, 2026
Discretionary81.4%
$209.1B
81% of total RAUM81.4%
Non-discretionary18.6%
$47.7B
19% of total RAUM18.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$256.8B
Total Accounts813,961
10Y AUM Change+$249.0B (+3185.7%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees10,251
Clients per Employee79:1
10Y Employee Change+8,323 (+431.7%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.