VIRGINIA BEACH, VACRD 105618Latest ADV March 19, 2026
Spectrum Financial Inc is an SEC registered investment adviser organized as a corporation with a primary office location in Virginia Beach, VA. Its latest Form ADV filing, dated March 19, 2026, reports $236M in regulatory assets under management, 9 employees, and 454 accounts.
Assets Under Management
$236M
Employees
9
Offices
--
Total Clients
234
Primary office
VIRGINIA BEACH, VA
272 BENDIX ROAD, STE 600, VIRGINIA BEACH, VA, United States
Portfolio management for individuals and small businesses
Portfolio management for investment companies
Fee models offered
2 types reported
Asset based fees
Other fee arrangements
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 91.0% of total clients.
Top client categories% of clientsClients
1
Individuals
91.0%
213
2
Charitable
3.8%
9
3
Corporations
1.7%
4
4
Investment Cos.
1.3%
3
5
Irrevocable Trusts/Estates
1.3%
3
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Pension and profit sharing plans<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$236Mas of March 19, 2026
Discretionary100.0%
$236M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$236M
Total Accounts454
10Y AUM Change+$113M (+91.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees9
Clients per Employee26:1
10Y Employee Change+4 (+80.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.