Concorde Investment Management is an SEC registered investment adviser organized as a corporation with a primary office location in Dallas, TX. Its latest Form ADV filing, dated April 13, 2026, reports $376M in regulatory assets under management, 6 employees, and 378 accounts.
Assets Under Management
$376M
Employees
6
Offices
--
Total Clients
132
Primary office
DALLAS, TX
8383 PRESTON CENTER PLAZA DRIVE, SUITE 360, DALLAS, TX, United States
Top client segmentHNWI represent 56.8% of total clients.
Top client categories% of clientsClients
1
HNWI
56.8%
75
2
Individuals
37.9%
50
3
Pooled Investment Vehicles
4.5%
6
4
Investment Cos.
0.8%
1
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$376Mas of April 13, 2026
Discretionary76.0%
$286M
76% of total RAUM76.0%
Non-discretionary24.0%
$90M
24% of total RAUM24.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$376M
Total Accounts378
10Y AUM Change+$216M (+134.5%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees6
Clients per Employee22:1
10Y Employee Change+1 (+20.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.