Firm profile

STACEY BRAUN ASSOCIATES INC

NEW YORK, NYCRD 105056Latest ADV March 19, 2026

Stacey Braun Associates Inc is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated March 19, 2026, reports $5.5B in regulatory assets under management, 17 employees, and 1,091 accounts.

Assets Under Management
$5.5B
Employees
17
Offices
--
Total Clients
1,091
Primary office
NEW YORK, NY
377 BROADWAY, NEW YORK, NY, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCORita Gurevich

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 80.9% of total clients.
Top client categories% of clientsClients
1
Individuals
80.9%
883
2
WELFARE, ANNUITY, APPRENTICE & RETRAINING, EDUCATION, SEVERANCE, UNEMPLOYMENT, OPERATING, FOUNDATIONS, SCHOLARSHIP
7.4%
81
3
Government
5.5%
60
4
Pension Plans
4.5%
49
5
HNWI
1.1%
12

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$5.5Bas of March 19, 2026
Discretionary98.9%
$5.4B
99% of total RAUM98.9%
Non-discretionary1.1%
$61M
1% of total RAUM1.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$5.5B
Total Accounts1,091
10Y AUM Change+$2.3B (+74.1%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees17
Clients per Employee64:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.