Neville, Rodie & Shaw Inc is an SEC registered investment adviser organized as a corporation with a primary office location in New York, NY. Its latest Form ADV filing, dated January 7, 2026, reports $2.0B in regulatory assets under management, 13 employees, and 811 accounts.
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Fixed fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 62.5% of total clients.
Top client categories% of clientsClients
1
HNWI
62.5%
222
2
Individuals
27.6%
98
3
Charitable
4.8%
17
4
Corporations
2.8%
10
5
Pension Plans
2.3%
8
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.0Bas of January 7, 2026
Discretionary97.9%
$2.0B
98% of total RAUM97.9%
Non-discretionary2.1%
$42M
2% of total RAUM2.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.0B
Total Accounts811
10Y AUM Change+$711M (+55.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee27:1
10Y Employee Change-6 (-31.6%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.