NEW YORK, NYCRD 104548Latest ADV February 25, 2026
Griffin Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated February 25, 2026, reports $1.1B in regulatory assets under management, 10 employees, 4 offices, and 689 accounts.
Assets Under Management
$1.1B
Employees
10
Offices
4 offices
Total Clients
689
Primary office
NEW YORK, NY
230 PARK AVENUE, 4TH FLOOR, NEW YORK, NY, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
2 types reported
Asset based fees
Performance-based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 88.8% of total clients.
Top client categories% of clientsClients
1
HNWI
88.8%
612
2
Other Advisers
8.6%
59
3
Charitable
1.7%
12
4
Pension Plans
0.9%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.1Bas of February 25, 2026
Discretionary99.1%
$1.0B
99% of total RAUM99.1%
Non-discretionary0.9%
$9M
1% of total RAUM0.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.1B
Total Accounts689
10Y AUM Change+$634M (+150.9%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees10
Clients per Employee69:1
10Y Employee Change+5 (+100.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.