LOS ANGELES, CACRD 103705Latest ADV February 5, 2026
Rbc Securities, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Los Angeles, CA. Its latest Form ADV filing, dated February 5, 2026, reports $1.5B in regulatory assets under management, 186 employees, 24 offices, and 1,781 accounts.
Assets Under Management
$1.5B
Employees
186
Offices
24 offices
Total Clients
1,451
Primary office
LOS ANGELES, CA
555 SOUTH FLOWER STREET, 11TH FLOOR, LOS ANGELES, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
2 types reported
Asset based fees
Other fee arrangements
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 65.8% of total clients.
Top client categories% of clientsClients
1
Individuals
65.8%
955
2
HNWI
23.2%
337
3
Corporations
5.7%
82
4
Pension Plans
3.6%
52
5
Charitable
1.7%
25
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$1.5Bas of February 5, 2026
Discretionary100.0%
$1.5B
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$1.5B
Total Accounts1,781
10Y AUM Change+$781M (+106.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees186
Clients per Employee8:1
10Y Employee Change+145 (+353.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.