| 1. Mattern Capital Management, LLC CRD 299342 · Limited Liability Company | LAKEWOOD, CO | $1.1B Mar 2026 | +$155.7M+17.0% | +$340.4M+46.4% | +$567.2M+112.0% | — | +4 employees+80.0% over 3Y | +194 accounts+18.5% over 3Y |
| 2. Bason Asset Management CRD 165450 · Limited Liability Company | LAKEWOOD, CO | $848.8M Feb 2026 | +$148.2M+21.2% | +$274.9M+47.9% | +$409.2M+93.1% | +$740.8M+685.6% | 0 employees+0.0% over 3Y | +56 accounts+7.1% over 3Y |
| 3. Legacy Wealth Partners, LLC CRD 333032 · Limited Liability Company | LAKEWOOD, CO | $646.0M Feb 2026 | — | — | — | — | +5 employees+50.0% over 1Y | — |
| 4. Financial Security Management, INC CRD 116570 · Corporation | LAKEWOOD, CO | $611.5M May 2026 | +$55.5M+10.0% | +$246.1M+67.3% | +$278.4M+83.6% | +$510.9M+507.6% | -1 employees-12.5% over 3Y | +366 accounts+15.7% over 3Y |
| 5. Hinds Financial Group INC CRD 129971 · Corporation | LAKEWOOD, CO | $536.9M Dec 2025 | +$115.5M+27.4% | +$137.4M+34.4% | +$185.6M+52.9% | +$365.5M+213.2% | +1 employees+11.1% over 3Y | +51 accounts+8.8% over 3Y |
| 6. Emerald Hill Capital Partners Holdings LLC CRD 298843 · Limited Liability Company | LAKEWOOD, CO | $476.0M Mar 2026 | -$56.0M-10.5% | -$1.2B-72.3% | -$1.1B-70.6% | -$1.1B-70.2% | 0 employees+0.0% over 3Y | -3 accounts-60.0% over 3Y |
| 7. Bam Wealth Management LLC CRD 330237 · Limited Liability Company | LAKEWOOD, CO | $202.0M May 2026 | — | — | — | — | +9 employees+128.6% over 1Y | — |
| 8. Innovative Financial, LLC CRD 127469 · Limited Liability Company | LAKEWOOD, CO | $105.3M Feb 2026 | — | — | — | $0+0.0% | 0 employees+0.0% over Total | 0 accounts+0.0% over Total |