Rialytix insights

Top RIA Firms in Alabama

Explore the top 25 Registered investment advisers, single family offices, multi-family offices and private wealth management firms headquartered in Alabama. This hub covers 86 matching firms with $174.6B in total reported AUM and median AUM of $448.8M.

Firms

86

Matching current profiles

Total AUM

$174.6B

Reported regulatory AUM

Median AUM

$448.8M

Across firms with AUM

Largest firm

$29.8B

Waverly Advisors, LLC

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Top RIAs discovered by AUM

Compare RIAs using AUM growth, employee and account signals

FirmLocationCurrent AUM1YR AUM3YR AUM5YR AUMTotal AUMEmployee SignalAccount Signal
1. Waverly Advisors, LLC
CRD 115332 · Limited Liability Company
BIRMINGHAM, AL$29.8B
Mar 2026
+$13.7B+84.6%+$24.3B+440.4%+$26.5B+804.9%+$28.9B+3344.3%+334 employees+417.5% over 3Y+29,420 accounts+467.8% over 3Y
2. Highland Associates INC
CRD 104948 · Corporation
BIRMINGHAM, AL$21.0B
Mar 2026
-$2.6B-11.0%-$4.6B-18.1%-$11.0B-34.3%+$6.3B+43.3%+1 employees+5.6% over 3Y-9 accounts-12.9% over 3Y
3. Regions Investment Management, INC.
CRD 111715 · Corporation
BIRMINGHAM, AL$20.1B
Mar 2026
+$3.1B+18.5%+$4.5B+28.6%+$6.0B+42.7%-$1.2B-5.8%0 employees+0.0% over 3Y0 accounts+0.0% over 3Y
4. Aptus Capital Advisors, LLC
CRD 167626 · Limited Liability Company
FAIRHOPE, AL$14.1B
Mar 2026
+$8.9B+167.6%+$10.2B+256.3%+$12.7B+891.8%+$14.1B+74916.0%+15 employees+60.0% over 3Y+7,019 accounts+123.4% over 3Y
5. Harbert Fund Advisors, LLC
CRD 110577 · Limited Liability Company
BIRMINGHAM, AL$7.8B
Mar 2026
-$213.0M-2.7%-$284.1M-3.5%+$408.0M+5.5%+$5.7B+266.4%-18 employees-10.9% over 3Y-13 accounts-22.8% over 3Y
6. Rfg Advisory, LLC
CRD 158401 · Limited Liability Company
VESTAVIA HILLS, AL$6.8B
Apr 2026
+$1.9B+38.0%+$3.8B+127.4%+$5.0B+286.1%+$6.7B+8281.1%+116 employees+59.5% over 3Y+9,312 accounts+58.1% over 3Y
7. Vulcan Value Partners LLC
CRD 151190 · Limited Liability Company
BIRMINGHAM, AL$6.1B
May 2026
-$838.8M-12.1%-$2.0B-24.9%-$10.8B-64.0%+$5.7B+1499.3%-17 employees-30.9% over 3Y-316 accounts-66.4% over 3Y
8. Resource Management Service, LLC
CRD 130791 · Limited Liability Company
BIRMINGHAM, AL$5.9B
Mar 2026
+$599.9M+11.3%+$1.0B+21.3%+$1.7B+41.0%+$2.5B+74.0%-10 employees-6.3% over 3Y+1 accounts+7.7% over 3Y
9. Eversource Wealth Advisors, LLC
CRD 286340 · Limited Liability Company
BIRMINGHAM, AL$5.1B
Apr 2026
+$1.1B+28.9%+$3.3B+181.9%+$5.1B+16122.0%+$5.1B+23788.4%+36 employees+90.0% over 3Y+8,915 accounts+186.7% over 3Y
10. Stonex Advisors INC.
CRD 174182 · Corporation
BIRMINGHAM, AL$5.1B
Mar 2026
+$577.6M+12.8%+$2.6B+101.3%+$3.0B+145.1%+$4.7B+1173.5%-62 employees-22.0% over 3Y+4,643 accounts+42.8% over 3Y
11. Johnson Sterling, INC.
CRD 106379 · Corporation
BIRMINGHAM, AL$3.9B
Mar 2026
+$563.9M+16.9%+$1.3B+49.8%+$1.3B+48.0%+$2.6B+209.7%-2 employees-16.7% over 3Y-30 accounts-7.6% over 3Y
12. The Welch Group, LLC
CRD 111273 · Limited Liability Company
BIRMINGHAM, AL$3.7B
Mar 2026
+$470.4M+14.6%+$1.2B+50.3%+$1.8B+92.7%+$3.2B+735.1%+8 employees+40.0% over 3Y+1,235 accounts+37.5% over 3Y
13. Oneascent Financial Services LLC
CRD 284549 · Limited Liability Company
BIRMINGHAM, AL$3.5B
Apr 2026
+$927.0M+35.5%+$3.1B+675.2%+$3.3B+1532.3%+105 employees+187.5% over 3Y+13,181 accounts+466.1% over 3Y
14. Keel Point, LLC
CRD 127902 · Limited Liability Company
HUNTSVILLE, AL$3.5B
May 2025
+$524.2M+17.8%+$550.0M+18.9%+$1.1B+45.9%+$3.3B+1740.8%+10 employees+15.2% over 3Y+976 accounts+21.0% over 3Y
15. Leavell Investment Management, INC.
CRD 107890 · Corporation
MOBILE, AL$3.4B
May 2026
+$437.6M+14.7%+$1.3B+59.4%+$1.5B+80.3%+$2.4B+232.3%+7 employees+24.1% over 3Y+657 accounts+27.8% over 3Y
16. Arlington Partners LLC
CRD 109335 · Limited Liability Company
BIRMINGHAM, AL$2.3B
Mar 2026
+$971.0M+72.4%-$3.8B-62.1%-$3.1B-57.4%+$203.9M+9.7%-25 employees-64.1% over 3Y-954 accounts-97.5% over 3Y
17. Jackson Thornton Wealth Management, LLC
CRD 116091 · Limited Liability Company
MONTGOMERY, AL$2.0B
May 2026
+$335.7M+20.1%+$727.2M+56.7%+$866.9M+75.9%+$1.5B+265.9%-1 employees-5.9% over 3Y+179 accounts+8.2% over 3Y
18. Nbc Securities, INC.
CRD 17870 · Corporation
BIRMINGHAM, AL$1.8B
Mar 2026
+$69.4M+4.0%-$198.6M-10.0%+$269.9M+17.8%+$1.3B+272.5%-22 employees-24.4% over 3Y-903 accounts-15.4% over 3Y
19. Southern Financial Group, LLC
CRD 142644 · Limited Liability Company
BIRMINGHAM, AL$1.1B
Feb 2026
+$195.3M+22.8%+$309.0M+41.7%+$344.7M+48.9%+$791.8M+306.5%0 employees+0.0% over 3Y+208 accounts+8.7% over 3Y
20. Marble Wealth, LLC
CRD 335291 · Limited Liability Company
MONTGOMERY, AL$1.0B
Apr 2026
+1 employees+20.0% over 1Y
21. Anderson Growth Partners, LLC
CRD 138600 · Limited Liability Company
BIRMINGHAM, AL$1.0B
Mar 2026
+$89.6M+9.7%+$215.4M+27.1%+$504.0M+99.8%+$771.3M+324.5%+4 employees+40.0% over 3Y+171 accounts+450.0% over 3Y
22. Capsouth Wealth Management
CRD 132517 · Corporation
DOTHAN, AL$1.0B
Mar 2026
+$238.3M+31.2%+$340.3M+51.5%+$357.7M+55.6%+$932.4M+1354.4%0 employees+0.0% over 3Y-259 accounts-15.4% over 3Y
23. Oneascent Investment Solutions, LLC
CRD 285512 · Limited Liability Company
BIRMINGHAM, AL$987.2M
Mar 2026
+$530.0M+115.9%+$673.6M+214.8%+$962.6M+3911.2%+14 employees+107.7% over 3Y+38 accounts+422.2% over 3Y
24. Park Place Capital Corporation
CRD 107952 · Corporation
HOMEWOOD, AL$879.2M
Mar 2026
+$277.1M+46.0%+$291.9M+49.7%+$809.7M+1163.9%+$784.8M+831.4%+11 employees+122.2% over 3Y+520 accounts+584.3% over 3Y
25. Smith Thornton Advisors, LLC
CRD 312537 · Limited Liability Company
HUNTSVILLE, AL$852.3M
Mar 2026
+$118.7M+16.2%+$326.2M+62.0%+5 employees+125.0% over 3Y+149 accounts+21.0% over 3Y

Methodology

Top firms are ranked by their current AUM values. Growth $ and % values compare current reported AUM, employee count, and account counts against the latest historical filing on or before the 1 year, 3 year, and 5 year lookback dates, plus the earliest available historical filing for total growth. Metrics may show a dash where historical filings are unavailable or not reliable enough for the lookback period. This is not investment advice.