Lpl Enterprise, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Fort Mill, SC. Its latest Form ADV filing, dated March 31, 2026, reports $24.9B in regulatory assets under management, 5,215 employees, 1,140 offices, and 139,192 accounts.
Top client segmentIndividuals represent 77.3% of total clients.
Top client categories% of clientsClients
1
Individuals
77.3%
79,249
2
HNWI
22.3%
22,822
3
Corporations
0.3%
286
4
Pension Plans
0.1%
127
5
Charitable
0.1%
79
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$24.9Bas of March 31, 2026
Discretionary100.0%
$24.9B
100% of total RAUM100.0%
Non-discretionary0.0%
$4M
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$24.9B
Total Accounts139,192
10Y AUM Change+$24.9B
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees5,215
Clients per Employee20:1
10Y Employee Change+5,151 (+8048.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.