Abner Herrman & Brock, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Jersey City, NJ. Its latest Form ADV filing, dated March 6, 2026, reports $2.7B in regulatory assets under management, 13 employees, and 2,403 accounts.
Assets Under Management
$2.7B
Employees
13
Offices
--
Total Clients
2,403
Primary office
JERSEY CITY, NJ
185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 93.5% of total clients.
Top client categories% of clientsClients
1
HNWI
93.5%
2,246
2
Corporations
3.4%
82
3
Charitable
2.2%
54
4
Pension Plans
0.7%
16
5
Individuals
0.2%
5
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.7Bas of March 6, 2026
Discretionary97.7%
$2.7B
98% of total RAUM97.7%
Non-discretionary2.3%
$62M
2% of total RAUM2.3%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.7B
Total Accounts2,403
10Y AUM Change+$1.1B (+67.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees13
Clients per Employee185:1
10Y Employee Change+2 (+18.2%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.