Ubs Financial Services Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Weehawken, NJ. Its latest Form ADV filing, dated March 31, 2026, reports $915.8B in regulatory assets under management, 12,524 employees, 369 offices, and 1,144,309 accounts.
Assets Under Management
$915.8B
Employees
12,524
Offices
369 offices
Total Clients
1,144,588
Primary office
WEEHAWKEN, NJ
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, United States
Top client segmentHNWI represent 74.6% of total clients.
Top client categories% of clientsClients
1
HNWI
74.6%
853,775
2
Individuals
21.3%
244,284
3
Corporations
2.4%
27,490
4
Pension Plans
0.9%
9,843
5
Charitable
0.7%
8,053
Additional categories (<0.1%)
Insurance Cos.436 clients
Government357 clients
OTHER INCLUDES TRIBAL ENTITIES AND INVESTMENT CLUBS284 clients
Sovereign Wealth34 clients
Pooled Investment Vehicles24 clients
Banks8 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$915.8Bas of March 31, 2026
Discretionary44.0%
$403.0B
44% of total RAUM44.0%
Non-discretionary56.0%
$512.8B
56% of total RAUM56.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$915.8B
Total Accounts1,144,309
10Y AUM Change+$524.1B (+133.8%)
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Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12,524
Clients per Employee91:1
10Y Employee Change-2,108 (-14.4%)
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Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.