Firm profile

UBS FINANCIAL SERVICES INC.

WEEHAWKEN, NJCRD 8174Latest ADV March 31, 2026

Ubs Financial Services Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Weehawken, NJ. Its latest Form ADV filing, dated March 31, 2026, reports $915.8B in regulatory assets under management, 12,524 employees, 369 offices, and 1,144,309 accounts.

Assets Under Management
$915.8B
Employees
12,524
Offices
369 offices
Total Clients
1,144,588
Primary office
WEEHAWKEN, NJ
1200 HARBOR BOULEVARD, WEEHAWKEN, NJ, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CCOLauren Munfa
CCOLisa M. Francomano

Advisory services offered

8 types reported
Educational seminars/workshops
Financial Planning Services
Pension consulting services

Fee models offered

5 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentHNWI represent 74.6% of total clients.
Top client categories% of clientsClients
1
HNWI
74.6%
853,775
2
Individuals
21.3%
244,284
3
Corporations
2.4%
27,490
4
Pension Plans
0.9%
9,843
5
Charitable
0.7%
8,053
Additional categories (<0.1%)
Insurance Cos.436 clients
Government357 clients
OTHER INCLUDES TRIBAL ENTITIES AND INVESTMENT CLUBS284 clients
Sovereign Wealth34 clients
Pooled Investment Vehicles24 clients
Banks8 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$915.8Bas of March 31, 2026
Discretionary44.0%
$403.0B
44% of total RAUM44.0%
Non-discretionary56.0%
$512.8B
56% of total RAUM56.0%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$915.8B
Total Accounts1,144,309
10Y AUM Change+$524.1B (+133.8%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees12,524
Clients per Employee91:1
10Y Employee Change-2,108 (-14.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.