Firm profile

AUSDAL FINANCIAL PARTNERS, INC.

DAVENPORT, IACRD 7995Latest ADV April 13, 2026

Ausdal Financial Partners, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Davenport, IA. Its latest Form ADV filing, dated April 13, 2026, reports $3.7B in regulatory assets under management, 306 employees, 111 offices, and 16,572 accounts.

Assets Under Management
$3.7B
Employees
306
Offices
111 offices
Total Clients
16,572
Primary office
DAVENPORT, IA
5187 UTICA RIDGE RD, DAVENPORT, IA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOJames Jefferson Simpson
CCONathan David Westcomb

Advisory services offered

5 types reported
Financial Planning Services
Other advisory services
Portfolio management for businesses

Fee models offered

5 types reported
Asset based fees
Commissions
Fixed fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 75.0% of total clients.
Top client categories% of clientsClients
1
Individuals
75.0%
12,432
2
HNWI
24.2%
4,004
3
Corporations
0.6%
97
4
Pension Plans
0.1%
21
5
Charitable
0.1%
18

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$3.7Bas of April 13, 2026
Discretionary93.3%
$3.5B
93% of total RAUM93.3%
Non-discretionary6.7%
$250M
7% of total RAUM6.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Latest AUM$3.7B
Total Accounts16,572
10Y AUM Change+$3.0B (+380.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees306
Clients per Employee54:1
10Y Employee Change+54 (+21.4%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.