J.P. Morgan Securities LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY.
Top client segmentIndividuals represent 70.4% of total clients.
Top client categories% of clientsClients
1
Individuals
70.4%
877,306
2
HNWI
28.6%
356,866
3
Corporations
0.7%
8,977
4
Pension Plans
0.2%
2,559
5
Charitable
0.1%
928
Additional categories (<0.1%)
Insurance Cos.9 clients
LABOR UNIONS<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$429.7Bas of April 15, 2026
Discretionary83.4%
$358.3B
83% of total RAUM83.4%
Non-discretionary16.6%
$71.4B
17% of total RAUM16.6%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$429.7B
Total Accounts1,246,646
10Y AUM Change+$348.1B (+426.8%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees8,703
Clients per Employee143:1
10Y Employee Change+3,610 (+70.9%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.