First Kentucky Securities Corp is an SEC registered investment adviser organized as a corporation with a primary office location in Louisville, KY. Its latest Form ADV filing, dated December 2, 2025, reports $566M in regulatory assets under management, 19 employees, 1 office, and 1,530 accounts.
Assets Under Management
$566M
Employees
19
Offices
1 office
Total Clients
1,530
Primary office
LOUISVILLE, KY
4360 BROWNSBORO ROAD, SUITE 300, LOUISVILLE, KY, United States
Portfolio management for individuals and small businesses
Fee models offered
5 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 72.4% of total clients.
Top client categories% of clientsClients
1
Individuals
72.4%
1,108
2
HNWI
27.0%
413
3
Charitable
0.3%
4
4
Pension Plans
0.1%
2
5
Corporations
0.1%
2
Categories with <5 clients
Charitable Organizations<5 clients
Corporations or other businesses not listed above<5 clients
Other categories<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$566Mas of December 2, 2025
Discretionary49.9%
$282M
50% of total RAUM49.9%
Non-discretionary50.1%
$284M
50% of total RAUM50.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$566M
Total Accounts1,530
10Y AUM Change+$361M (+176.1%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees19
Clients per Employee81:1
10Y Employee Change-16 (-45.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.