Advisors Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Monument, CO. Its latest Form ADV filing, dated March 31, 2026, reports $2.2B in regulatory assets under management, 255 employees, 8 offices, and 1,505 accounts.
Assets Under Management
$2.2B
Employees
255
Offices
8 offices
Total Clients
1,505
Primary office
MONUMENT, CO
18925 BASE CAMP ROAD, SUITE 203, MONUMENT, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 87.3% of total clients.
Top client categories% of clientsClients
1
Individuals
87.3%
1,314
2
HNWI
8.3%
125
3
Corporations
3.0%
45
4
Investment Cos.
0.7%
11
5
Pension Plans
0.4%
6
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$2.2Bas of March 31, 2026
Discretionary99.9%
$2.2B
100% of total RAUM99.9%
Non-discretionary0.1%
$1M
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$2.2B
Total Accounts1,505
10Y AUM Change+$1.0B (+89.3%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees255
Clients per Employee6:1
10Y Employee Change+10 (+4.1%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.