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Firm profile

Advisors Asset Management, Inc..

MONUMENT, COCRD 46727Latest ADV March 31, 2026

Advisors Asset Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Monument, CO. Its latest Form ADV filing, dated March 31, 2026, reports $2.2B in regulatory assets under management, 255 employees, 8 offices, and 1,505 accounts.

Assets Under Management
$2.2B
Employees
255
Offices
8 offices
Total Clients
1,505
Primary office
MONUMENT, CO
18925 BASE CAMP ROAD, SUITE 203, MONUMENT, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

5 roles identified
CEOClifford Dean Corso
CCOJohn Edwin Webber
CFOJeffrey Kurtis Opie

Advisory services offered

4 types reported
Other advisory services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 13, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 87.3% of total clients.
Top client categories% of clientsClients
1
Individuals
87.3%
1,314
2
HNWI
8.3%
125
3
Corporations
3.0%
45
4
Investment Cos.
0.7%
11
5
Pension Plans
0.4%
6

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$2.2Bas of March 31, 2026
Discretionary99.9%
$2.2B
100% of total RAUM99.9%
Non-discretionary0.1%
$1M
0% of total RAUM0.1%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$2.2B
Total Accounts1,505
10Y AUM Change+$1.0B (+89.3%)

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees255
Clients per Employee6:1
10Y Employee Change+10 (+4.1%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.