CROTON-ON-HUDSON, NYCRD 44357Latest ADV March 23, 2026
Hudson Heritage Capital Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Croton-On-Hudson, NY. Its latest Form ADV filing, dated March 23, 2026, reports $129M in regulatory assets under management, 12 employees, 1 office, and 460 accounts.
Assets Under Management
$129M
Employees
12
Offices
1 office
Total Clients
300
Primary office
CROTON-ON-HUDSON, NY
20 BALTIC PLACE, SUITE 2, CROTON-ON-HUDSON, NY, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 92.0% of total clients.
Top client categories% of clientsClients
1
Individuals
92.0%
276
2
Pension Plans
4.0%
12
3
HNWI
3.0%
9
4
Charitable
1.0%
3
Categories with <5 clients
Charitable Organizations<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$129Mas of March 23, 2026
Discretionary0.0%
$0
0% of total RAUM0.0%
Non-discretionary100.0%
$129M
100% of total RAUM100.0%
All regulatory assets under management are non-discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$129M
Total Accounts460
10Y AUM Change+$30M (+30.0%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees12
Clients per Employee25:1
10Y Employee Change-5 (-29.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.