SAFETY HARBOR, FLCRD 42762Latest ADV March 24, 2026
Rogan & Associates is an SEC registered investment adviser organized as a corporation with a primary office location in Safety Harbor, FL. Its latest Form ADV filing, dated March 24, 2026, reports $710M in regulatory assets under management, 14 employees, 2 offices, and 1,483 accounts.
Assets Under Management
$710M
Employees
14
Offices
2 offices
Total Clients
1,483
Primary office
SAFETY HARBOR, FL
200 9TH AVENUE NORTH, SUITE 100, SAFETY HARBOR, FL, United States
Portfolio management for individuals and small businesses
Selection of other advisers
Fee models offered
3 types reported
Asset based fees
Commissions
Hourly charges
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 80.3% of total clients.
Top client categories% of clientsClients
1
Individuals
80.3%
1,191
2
HNWI
19.6%
290
3
Corporations
0.1%
2
Categories with <5 clients
Corporations or other businesses not listed above<5 clients
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$710Mas of March 24, 2026
Discretionary100.0%
$710M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$710M
Total Accounts1,483
10Y AUM Change+$459M (+183.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees14
Clients per Employee106:1
10Y Employee Change+2 (+16.7%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.