Osaic Institutions, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Meriden, CT. Its latest Form ADV filing, dated March 31, 2026, reports $6.5B in regulatory assets under management, 1,839 employees, 621 offices, and 11,892 accounts.
Top client segmentIndividuals represent 96.6% of total clients.
Top client categories% of clientsClients
1
Individuals
96.6%
15,761
2
Charitable
1.6%
259
3
Corporations
1.6%
255
4
HNWI
0.2%
37
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$6.5Bas of March 31, 2026
Discretionary63.2%
$4.1B
63% of total RAUM63.2%
Non-discretionary36.8%
$2.4B
37% of total RAUM36.8%
Regulatory assets under management are split between discretionary and non-discretionary assets.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$6.5B
Total Accounts11,892
10Y AUM Change+$5.3B (+445.2%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees1,839
Clients per Employee9:1
10Y Employee Change+989 (+116.4%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.