Firm profile

Alta Asset Management, LLC

NEW YORK, NYCRD 339811Registration Status: ApprovedEffective since February 12, 2026SEC # 801-135204Latest ADV September 26, 2026

Alta Asset Management, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in New York, NY. Its latest Form ADV filing, dated September 26, 2026, reports $0 in regulatory assets under management, 50 employees, 1 office, and 0 accounts.

Assets Under Management
$0
Employees
50
Offices
1 office
Total Clients
—

Associated firm names

1 name listed
  • ALTA ASSET MANAGEMENT, LLC

Leadership

3 roles identified
CEOBlair H. Wallace
CCOStephen A. Kirkwood
CFOBrett E. Lipsky

Advisory services offered

1 types reported
Portfolio management for businesses

Fee models offered

1 types reported
Asset based fees

Offices & Contact

Primary office

NEW YORK, New York, United States

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Primary office regionOther reported regions

Shading shows states and countries with reported offices. Cities are listed below; shading does not indicate service coverage.

New York

NEW YORKPrimary office

1 office records listed · 1 total offices reported. Counts can use different reporting dates. SEC filers may list only their largest 25 additional offices.

Contact and digital presence

ADV profile links
Phone917-831-1000
WebsiteNot found
LinkedInNot found

Regulatory Assets Under Management Breakdown

No asset data available

Client Coverage Demographics

No client category data available

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$0
Total Accounts0
10Y AUM Change$0

Private Funds

Private funds reported by Alta Asset Management, LLC

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Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees50
Clients per Employee—
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
ALAC FINANCE HOLDCO, LLCDirect owner · Schedule AInterest in ALTA ASSET MANAGEMENT, LLC
75%+
LYNX PURCHASER INCIndirect owner · Schedule BInterest in OBRA CAPITAL INC.
75%+
LYNX HOLDINGS INC.Indirect owner · Schedule BInterest in LYNX PURCHASER INC
75%+
LYNX TOPCO LPIndirect owner · Schedule BInterest in LYNX HOLDINGS INC.
75%+
LYNX JV LPIndirect owner · Schedule BInterest in LYNX TOPCO LP
75%+
REDBIRD LYNX LPIndirect owner · Schedule BInterest in LYNX GP LLC
50% to < 75%
REDBIRD LYNX BUSINESS TRUSTIndirect owner · Schedule BInterest in LYNX JV LP
50% to < 75%
HEDGEROW AQU AIV UB BUSINESS TRUSTIndirect owner · Schedule BInterest in LYNX JV LP
50% to < 75%
REDBIRD LYNX BUSINESS TRUSTIndirect owner · Schedule BInterest in LYNX GP LLC
50% to < 75%
ALTA GROUP CAPITAL, LLCIndirect owner · Schedule BInterest in ALAC FINANCE HOLDCO, LLC
50% to < 75%
OBRA CAPITAL INC.Indirect owner · Schedule BInterest in ALAC FINANCE HOLDCO, LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to Alta Asset Management, LLC.

Reported ownership and control details

Form ADV · Filing date 2026-09-26 · Schedules A and B

20 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1STEPHEN ALLAN KIRKWOODCHIEF LEGAL OFFICERIndividualALTA ASSET MANAGEMENT, LLCLess than 5%Code NAYesCHIEF LEGAL OFFICER10/2025Schedule APDF page 34
2Blair H. WallacePRESIDENT & CEOIndividualALTA ASSET MANAGEMENT, LLCLess than 5%Code NAYesPRESIDENT & CEO10/2025Schedule APDF page 34
3BRETT EVAN LIPSKYCHIEF FINANCIAL OFFICERIndividualALTA ASSET MANAGEMENT, LLCLess than 5%Code NAYesCHIEF FINANCIAL OFFICER10/2025Schedule APDF page 34
4ALAC FINANCE HOLDCO, LLCMANAGING MEMBERDomestic entityALTA ASSET MANAGEMENT, LLC75% or moreCode EYesMANAGING MEMBER10/2025Schedule APDF page 34
5COLLEEN MARY KILFOYLECHIEF COMPLIANCE OFFICERIndividualALTA ASSET MANAGEMENT, LLCLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER08/2026Schedule APDF page 34
6LYNX PURCHASER INCSHAREHOLDERDomestic entityOBRA CAPITAL INC.75% or moreCode EYesSHAREHOLDER10/2019Schedule BPDF page 34
7LYNX HOLDINGS INC.SHAREHOLDERDomestic entityLYNX PURCHASER INC75% or moreCode EYesSHAREHOLDER10/2019Schedule BPDF page 34
8LYNX TOPCO LPSHAREHOLDERDomestic entityLYNX HOLDINGS INC.75% or moreCode EYesSHAREHOLDER10/2019Schedule BPDF page 34
9LYNX GP LLCGENERAL PARTNERDomestic entityLYNX TOPCO LPPercentage not specifiedCode FYesGENERAL PARTNER10/2019Schedule BPDF page 34
10LYNX JV LPLIMITED PARTNERDomestic entityLYNX TOPCO LP75% or moreCode EYesLIMITED PARTNER10/2019Schedule BPDF page 34
11REDBIRD LYNX LPCO-MANAGING MEMBERDomestic entityLYNX GP LLC50% to less than 75%Code DYesCO-MANAGING MEMBER10/2019Schedule BPDF page 35
12REDBIRD LYNX BUSINESS TRUSTLIMITED PARTNERDomestic entityLYNX JV LP50% to less than 75%Code DYesLIMITED PARTNER10/2019Schedule BPDF page 35
13REDBIRD VIDA CON-INVESTMENT GENPAR LLCTRUSTEEDomestic entityREDBIRD LYNX BUSINESS TRUSTPercentage not specifiedCode FYesTRUSTEE10/2019Schedule BPDF page 35
14LYNX GP LLCGENERAL PARTNERDomestic entityLYNX JV LPPercentage not specifiedCode FYesGENERAL PARTNER10/2019Schedule BPDF page 35
15HEDGEROW AQU AIV UB BUSINESS TRUSTLIMITED PARTNERDomestic entityLYNX JV LP50% to less than 75%Code DYesLIMITED PARTNER12/2025Schedule BPDF page 35
16REDBIRD SERIES 2019 GENPAR LLCTRUSTEEDomestic entityHEDGEROW AQU AIV UB BUSINESS TRUSTPercentage not specifiedCode FYesTRUSTEE08/2020Schedule BPDF page 35
17REDBIRD LYNX BUSINESS TRUSTCO-MANAGING MEMBERDomestic entityLYNX GP LLC50% to less than 75%Code DYesCO-MANAGING MEMBER12/2025Schedule BPDF page 35
18OBRA CAPITAL INC.MEMBERDomestic entityALAC FINANCE HOLDCO, LLC25% to less than 50%Code CYesMEMBER10/2025Schedule BPDF page 35
19ALTA GROUP CAPITAL, LLCMANAGING MEMBERDomestic entityALAC FINANCE HOLDCO, LLC50% to less than 75%Code DYesMANAGING MEMBER12/2025Schedule BPDF page 35
20Blair H. WallaceMANAGERIndividualALTA GROUP CAPITAL, LLCPercentage not specifiedCode FYesMANAGER10/2025Schedule BPDF page 35

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

Item 11 responses have not been pulled yet for this RIA.

RIA or supervised-person involvementThe RIA’s response about whether these events involve the firm or its supervised persons is unavailable.RIA responseUnavailable
AFelonies2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?Unavailable
  • A2Been charged with a felony?Unavailable
BMisdemeanors2 Unavailable

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?Unavailable
  • B2Been charged with a misdemeanor of the kind listed above?Unavailable
CSEC or CFTC actions5 Unavailable

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?Unavailable
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?Unavailable
DOther regulatory actions5 Unavailable

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?Unavailable
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?Unavailable
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?Unavailable
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?Unavailable
ESelf-regulatory organization actions4 Unavailable

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?Unavailable
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?Unavailable
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?Unavailable
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?Unavailable
FProfessional authorizations1 Unavailable
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?Unavailable
GPending regulatory proceedings1 Unavailable
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?Unavailable
HCivil judicial actions and proceedings4 Unavailable

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?Unavailable
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?Unavailable
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?Unavailable

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?Unavailable

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.