Firm profile

KTF INVESTMENTS, LLC

SEAL BEACH, CACRD 337465Latest ADV March 19, 2026

Ktf Investments, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Seal Beach, CA. Its latest Form ADV filing, dated March 19, 2026, reports $700M in regulatory assets under management, 7 employees, and 184 accounts.

Assets Under Management
$700M
Employees
7
Offices
--
Total Clients
184
Primary office
SEAL BEACH, CA
13001 SEAL BEACH BOULEVARD, # 250, SEAL BEACH, CA, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKarey A. Williams

Advisory services offered

4 types reported
Financial Planning Services
Pension consulting services
Portfolio management for individuals and small businesses

Fee models offered

2 types reported
Asset based fees
Fixed fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 59.2% of total clients.
Top client categories% of clientsClients
1
HNWI
59.2%
109
2
Individuals
40.8%
75

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$700Mas of March 19, 2026
Discretionary92.3%
$646M
92% of total RAUM92.3%
Non-discretionary7.7%
$54M
8% of total RAUM7.7%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$700M
Total Accounts184
10Y AUM Change+$700M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee26:1
10Y Employee Change+4 (+133.3%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.