Firm profile

A-street Management LP

CRD 336707Registration Status: ApprovedEffective since November 20, 2025SEC # 801-134786Latest ADV March 16, 2026

A-Street Management LP is an SEC registered investment adviser organized as a limited partnership. Its latest Form ADV filing, dated March 16, 2026, reports $530M in regulatory assets under management, 8 employees, and 4 accounts.

Assets Under Management
$530M
Employees
8
Offices
--
Total Clients
<5

Associated firm names

1 name listed
  • A-STREET MANAGEMENT LP

Leadership

1 roles identified
CCOHeather L. Mercier

Advisory services offered

1 types reported
Portfolio management for pooled investment vehicles

Fee models offered

2 types reported
Asset based fees
Performance-based fees

Offices & Contact

Primary office

Not reported

Additional office locations have not been imported yet.

Contact and digital presence

ADV profile links

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$530Mas of March 16, 2026
Discretionary100.0%
$530M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Client Coverage Demographics

Top client segmentPooled Investment Vehicles represent 100.0% of total clients.
Top client categories% of clientsClients
1
Pooled Investment Vehicles
100.0%
4

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$530M
Total Accounts4
10Y AUM Change+$530M

Private Funds

Private funds reported by A-street Management LP

Loading private fund disclosures…

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees8
Clients per Employee1:1
10Y Employee Change0 (0.0%)

Historical AUM and employee figures reflect available SEC Form ADV filings under this CRD. Filing gaps may reflect registration status changes, dormant periods, state registration periods, firm restructuring, or other reporting changes. Rialytix does not interpolate missing periods.


Ownership

Reported direct and indirect ownership ranges

Each range applies to a separate reported relationship and should not be added together.

Reported ownership ranges

Highlighted bands show the percentage range reported in Form ADV.

0%25%50%75%100%
MARC SAMUEL STERNBERGDirect owner · Schedule AInterest in A-STREET MANAGEMENT LP
50% to < 75%
THOMAS YING KUODirect owner · Schedule AInterest in A-STREET MANAGEMENT LP
25% to < 50%
A-STREET MANAGEMENT GP LLCDirect owner · Schedule AInterest in A-STREET MANAGEMENT LP
< 5%
MARC SAMUEL STERNBERGIndirect owner · Schedule BInterest in A-STREET MANAGEMENT GP LLC
50% to < 75%
THOMAS YING KUOIndirect owner · Schedule BInterest in A-STREET MANAGEMENT GP LLC
25% to < 50%

Bars represent the reported range at that individual ownership step, not an estimated percentage of the advisory firm. Indirect relationships may refer to intermediate entities rather than directly to A-street Management LP.

Reported ownership and control details

Form ADV · Filing date 2026-03-16 · Schedules A and B

6 entries
#Owner / person & roleInterest in entityReported interestControl personTitle / status acquiredSource
1HEATHER LYNNE MERCIERCHIEF COMPLIANCE OFFICERIndividualA-STREET MANAGEMENT LPLess than 5%Code NAYesCHIEF COMPLIANCE OFFICER05/2025Schedule APDF page 33
2THOMAS YING KUOMANAGING DIRECTORIndividualA-STREET MANAGEMENT LP25% to less than 50%Code CYesMANAGING DIRECTOR05/2025Schedule APDF page 33
3MARC SAMUEL STERNBERGMANAGING DIRECTORIndividualA-STREET MANAGEMENT LP50% to less than 75%Code DYesMANAGING DIRECTOR05/2025Schedule APDF page 33
4A-STREET MANAGEMENT GP LLCGENERAL PARTNERDomestic entityA-STREET MANAGEMENT LPLess than 5%Code NAYesGENERAL PARTNER05/2025Schedule APDF page 33
5THOMAS YING KUOMANAGING MEMBERIndividualA-STREET MANAGEMENT GP LLC25% to less than 50%Code CYesMANAGING MEMBER05/2025Schedule BPDF page 34
6MARC SAMUEL STERNBERGMANAGING MEMBERIndividualA-STREET MANAGEMENT GP LLC50% to less than 75%Code DYesMANAGING MEMBER05/2025Schedule BPDF page 34

Less than 5% may include zero. Code F identifies a role without specifying a percentage. Reported interests may overlap and may not include every owner. Total indirect ownership is not calculated.

Compliance & Disclosures

Filing dated 3/16/2026 1:16:02 PM

Responses were selected by the RIA in its filing. Questions are shortened for readability; “you” refers to the reporting firm, and some questions also cover advisory affiliates.

RIA or supervised-person involvementThe RIA reported that none of the events below involve the firm or its supervised persons.RIA responseNo
AFelonies2 No

In the past ten years, have you or any advisory affiliate:

  • A1Been convicted of or pleaded guilty or no contest to a felony?No
  • A2Been charged with a felony?No
BMisdemeanors2 No

In the past ten years, have you or any advisory affiliate:

  • B1Been convicted of or pleaded guilty or no contest to a misdemeanor involving investments, an investment-related business, fraud, false statements or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, or extortion?No
  • B2Been charged with a misdemeanor of the kind listed above?No
CSEC or CFTC actions5 No

Has the SEC or CFTC ever:

  • C1Found you or an advisory affiliate made a false statement or omission?No
  • C2Found you or an advisory affiliate violated SEC or CFTC regulations or statutes?No
  • C3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • C4Entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • C5Imposed a civil money penalty on you or an advisory affiliate, or ordered you or an advisory affiliate to cease and desist from any activity?No
DOther regulatory actions5 No

Has any other federal regulatory agency, state regulatory agency, or foreign financial regulatory authority ever:

  • D1Found you or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?No
  • D2Found you or an advisory affiliate violated investment-related regulations or statutes?No
  • D3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • D4In the past ten years, entered an order against you or an advisory affiliate in connection with investment-related activity?No
  • D5Denied, suspended, or revoked your or an advisory affiliate’s registration or license, or otherwise prevented association with an investment-related business or restricted activities?No
ESelf-regulatory organization actions4 No

Has a self-regulatory organization or commodities exchange ever:

  • E1Found you or an advisory affiliate made a false statement or omission?No
  • E2Found you or an advisory affiliate violated its rules, other than a violation designated as a minor rule violation under an SEC-approved plan?No
  • E3Found you or an advisory affiliate caused an investment-related business to have its authorization to do business denied, suspended, revoked, or restricted?No
  • E4Disciplined you or an advisory affiliate by expulsion, suspension, barring association with other members, or otherwise restricting activities?No
FProfessional authorizations1 No
  • FHas an authorization to act as an attorney, accountant, or federal contractor granted to you or an advisory affiliate ever been revoked or suspended?No
GPending regulatory proceedings1 No
  • GAre you or any advisory affiliate now the subject of a regulatory proceeding that could result in a “Yes” answer to any part of C, D, or E?No
HCivil judicial actions and proceedings4 No

(1) Court actions

Has a domestic or foreign court:

  • H(1)(a)In the past ten years, enjoined you or an advisory affiliate in connection with investment-related activity?No
  • H(1)(b)Found that you or an advisory affiliate violated investment-related statutes or regulations?No
  • H(1)(c)Dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or an advisory affiliate by a state or foreign financial regulatory authority?No

(2) Pending civil proceedings

  • H(2)Are you or any advisory affiliate now the subject of a civil proceeding that could result in a “Yes” answer to any part of H(1)?No

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.