WALNUT CREEK, CACRD 336637Latest ADV March 30, 2026
Spiegelman Wealth Management, Inc. is an SEC registered investment adviser organized as a corporation with a primary office location in Walnut Creek, CA. Its latest Form ADV filing, dated March 30, 2026, reports $443M in regulatory assets under management, 4 employees, and 528 accounts.
Assets Under Management
$443M
Employees
4
Offices
--
Total Clients
183
Primary office
WALNUT CREEK, CA
1212 BROADWAY PLAZA SUITE 2100 #54., WALNUT CREEK, CA, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 13, 2026
Client Coverage Demographics
Top client segmentHNWI represent 53.0% of total clients.
Top client categories% of clientsClients
1
HNWI
53.0%
97
2
Individuals
47.0%
86
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$443Mas of March 30, 2026
Discretionary100.0%
$443M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Latest AUM$443M
Total Accounts528
10Y AUM Change+$443M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees4
Clients per Employee46:1
10Y Employee Change+3 (+300.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.