Firm profile

PROTOCOL WEALTH, LLC

DENVER, COCRD 335298Latest ADV April 3, 2026

Protocol Wealth, LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in Denver, CO. Its latest Form ADV filing, dated April 3, 2026, reports $127M in regulatory assets under management, 3 employees, 1 office, and 44 accounts.

Assets Under Management
$127M
Employees
3
Offices
1 office
Total Clients
45
Primary office
DENVER, CO
201 MILWAUKEE STREET, SUITE 200, DENVER, CO, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOAdam S. Blumberg

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

5 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentHNWI represent 66.7% of total clients.
Top client categories% of clientsClients
1
HNWI
66.7%
30
2
Individuals
31.1%
14
3
Pooled Investment Vehicles
2.2%
1

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$127Mas of April 3, 2026
Discretionary40.1%
$51M
40% of total RAUM40.1%
Non-discretionary59.9%
$76M
60% of total RAUM59.9%
Regulatory assets under management are split between discretionary and non-discretionary assets.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$127M
Total Accounts44
10Y AUM Change+$127M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees3
Clients per Employee15:1
10Y Employee Change-1 (-25.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.