Firm profile

BASTION FIDUCIARY

CRD 333420Latest ADV April 10, 2026

Bastion Fiduciary is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated April 10, 2026, reports $125M in regulatory assets under management, 7 employees, and 437 accounts.

Assets Under Management
$125M
Employees
7
Offices
--
Total Clients
242
Primary office
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

2 roles identified
CEOCale M. Smith
CCOJeffrey S. Alderfer

Advisory services offered

6 types reported
Financial Planning Services
Portfolio management for businesses
Portfolio management for individuals and small businesses

Fee models offered

3 types reported
Asset based fees
Fixed fees
Hourly charges
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 97.1% of total clients.
Top client categories% of clientsClients
1
Individuals
97.1%
235
2
Pension Plans
1.7%
4
3
Corporations
0.8%
2
4
Investment Cos.
0.4%
1
Categories with <5 clients
Corporations or other businesses not listed above<5 clients

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$125Mas of April 10, 2026
Discretionary100.0%
$125M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$125M
Total Accounts437
10Y AUM Change+$125M

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee35:1
10Y Employee Change0 (0.0%)

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.