Firm profile

TUMOLO WEALTH MANAGEMENT LLC

EAST LYME, CTCRD 330567Latest ADV March 12, 2026

Tumolo Wealth Management LLC is an SEC registered investment adviser organized as a limited liability company with a primary office location in East Lyme, CT. Its latest Form ADV filing, dated March 12, 2026, reports $134M in regulatory assets under management, 7 employees, 1 office, and 639 accounts.

Assets Under Management
$134M
Employees
7
Offices
1 office
Total Clients
449
Primary office
EAST LYME, CT
339 FLANDERS ROAD, SUITE 102, EAST LYME, CT, United States
ADV Item 1F location record

Contact and digital presence

ADV profile links

Leadership

1 roles identified
CCOKenneth D. Tumolo

Advisory services offered

4 types reported
Educational seminars/workshops
Financial Planning Services
Portfolio management for individuals and small businesses

Fee models offered

1 types reported
Asset based fees
Sources checked May 17, 2026

Client Coverage Demographics

Top client segmentIndividuals represent 93.1% of total clients.
Top client categories% of clientsClients
1
Individuals
93.1%
418
2
HNWI
6.9%
31

Regulatory Assets Under Management Breakdown

Total regulatory assets under management$134Mas of March 12, 2026
Discretionary100.0%
$134M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.

Assets under management Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total AUM$134M
Total Accounts639
10Y AUM Change

Employee Growth by Quarter

Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.

Total Employees7
Clients per Employee64:1
10Y Employee Change

* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.