Swiftwater Capital is an SEC registered investment adviser organized as a limited liability company. Its latest Form ADV filing, dated February 9, 2026, reports $171M in regulatory assets under management, 3 employees, and 201 accounts.
Top client segmentHNWI represent 46.9% of total clients.
Top client categories% of clientsClients
1
HNWI
46.9%
23
2
Individuals
44.9%
22
3
Corporations
8.2%
4
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$171Mas of February 9, 2026
Discretionary100.0%
$171M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$171M
Total Accounts201
10Y AUM Change+$1M (+0.7%)
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees3
Clients per Employee16:1
10Y Employee Change+2 (+200.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.