HIGHLANDS RANCH, COCRD 328907Latest ADV March 2, 2026
Lord and Richards is an SEC registered investment adviser organized as a limited liability company with a primary office location in Highlands Ranch, CO. Its latest Form ADV filing, dated March 2, 2026, reports $129M in regulatory assets under management, 18 employees, 1 office, and 1,363 accounts.
Assets Under Management
$129M
Employees
18
Offices
1 office
Total Clients
1,228
Primary office
HIGHLANDS RANCH, CO
8744 KENDRICK CASTILLO WAY, SUITE 100, HIGHLANDS RANCH, CO, United States
Portfolio management for individuals and small businesses
Fee models offered
1 types reported
Asset based fees
Sources checked May 17, 2026
Client Coverage Demographics
Top client segmentIndividuals represent 92.9% of total clients.
Top client categories% of clientsClients
1
Individuals
92.9%
1,141
2
HNWI
7.1%
87
Regulatory Assets Under Management Breakdown
Total regulatory assets under management$129Mas of March 2, 2026
Discretionary100.0%
$129M
100% of total RAUM100.0%
Non-discretionary0.0%
$0
0% of total RAUM0.0%
All regulatory assets under management are discretionary.
Assets under management Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total AUM$129M
Total Accounts1,363
10Y AUM Change+$129M
Employee Growth by Quarter
Quarterly points use the latest ADV filing or SEC roster snapshot available in each quarter.
Total Employees18
Clients per Employee68:1
10Y Employee Change+10 (+125.0%)
* Metrics are based on the latest available data, including Form ADV filings, brochures, and relationship summaries pulled from the SEC IAPD, and may be subject to change. Learn what is included in the Rialytix data. Please refer to the firm's official disclosures for the most accurate information using their CRD number. This is not investment advice.